Approved by the Faculty Senate: 11-4-08

 

East Carolina University

Faculty Senate

RESEARCH/CREATIVE ACTIVITY GRANTS COMMITTEE

 

Guidelines for Research/Creative Activity Grants

 

Available online at: http://www.ecu.edu/cs-acad/fsonline/rg/research.cfm

 

The Research/Creative Activity Grants Committee solicits proposals for meritorious research or creative activities from eligible East Carolina University faculty members.  Proposals should clearly show that the activity (a) is in the general area of the applicant's field, (b) is of scholarly importance, (c) promises permanent worth, and (d) will not be directed toward graduate thesis research.  The proposed research may be a pilot project to be used as a precursor to a proposal to be submitted to an external agency or it may be a stand-alone project. Funds are limited, so only projects that are exemplary in all aspects are likely to be funded.

 

The awarding of grants will be made for a full fiscal year July 1– June 30, and announced on or before May 1.  This new system will allow faculty to receive requested stipends either in the 2nd summer session at the beginning of the fiscal or in the 1st summer session at the end of the fiscal year.

 

Proposals are due in the Faculty Senate office, 140 Rawl Annex

by 12:00 noon on the third Friday of January (January 16, 2009).

 

Eligibility

Applicants must be full-time tenured or full-time tenure track faculty.

 

Faculty from the Brody School of Medicine and faculty on fixed-term or part-time appointments are not eligible for grants to be awarded by this committee.

 

Members of the Research/Creative Activities Grants Committee are not eligible to submit proposals for funding from this committee.  Members who wish to submit proposals must resign from the committee before submitting their proposal.

 

Recipients of awards from the following University sources may not apply for new funding during the academic year in which their grant is active:

 

·        Research and Creative Activity Grants

·        Faculty Senate Teaching Grants

·        Research Development Award Program

·        University Startup Funds Program

 

The Research/Creative Activity Grants Committee funds the following expenses:

 

Stipends for Research/Creative Activity 

Stipends will be equivalent to the prevailing compensation for full-time teaching in one summer session.  Applicants cannot teach during the Summer Session in which he/she receives a stipend. These stipends are not available to faculty who hold 12-month contracts.

 

Project Expenses

These funds are for expenses related to the proposed project.  Project Expense Grants cannot exceed $10,000.  Project expense funds should be expended or encumbered by the end of the funding fiscal year. Funds do no carry over to the following fiscal year.  Guidelines for budget preparation and the justification for requested funds are included in the application packet. 

 

Stipend for Research/Creative Activity and Project Expenses (dual)

Applicants who are eligible may apply for a grant that will award money for a stipend plus project expenses.  Project expense funds should be expended or encumbered by the end of the funding fiscal year. Funds are not available in the following fiscal year.   Guidelines for budget preparation are included in the application packet. 

 

Review Criteria:

 

§                    That the research/creative activity has the probability of leading to significant contributions in the field, including publication, presentation, performance, exhibition, and to the individual's professional enrichment and growth.

§                    That the research/creative activity is based on knowledge in the field, and the proposal clearly shows how the proposed effort extends, expands, and/or explores new directions, techniques or processes.

§                    That the research/creative activity possesses evidence of scholarly importance, consists of more than mere data collection or confirmation of easily anticipated results.

§                    That the research/creative activity is methodologically sound and within the competency of the applicant.

§                    That the research/creative activity of this project clearly justifies financial support by this University.

 

Proposals will be evaluated by the diverse group of faculty that make up the committee.  It is to the applicant’s advantage to prepare abstracts and proposals in language that can be understood by individuals who are outside the applicant's discipline.

 

PLEASE NOTE:  All decisions by the committee are final.

 

Grant requirements

 

Grantees are required to submit to the Research/Creative Activity Grants Committee a final report detailing the results of the funded work.  Final reports are due no later than September 1 of the fiscal year following that of the grant.  Reports should be delivered by hand or email to the Faculty Senate office, 140 Rawl Annex.  Report forms are available on the committee section of the Faculty Senate web site.

 

Other Restrictions

 

§                    The final reports from any previous awards must be on file in the Faculty Senate office before a new application will be considered.

§                    The publication of the results of projects supported by an award from the Research/Creative Activity Grants Committee should carry a printed acknowledgment of financial assistance from the Committee.

§                    There can be no co-project directors or co-principal investigators listed on cover page although collaborations with other faculty are acceptable..

§                    RCAG applicants are eligible to receive support from only one university funding source in any single year.  Persons receiving funding from other such sources (e.g. Teaching Award, Research Development Award) must inform the RCAG committee of the award and will need to decline other awards in order to receive their RCAG grant.

§                    Individuals may not submit more than one proposal per funding period.

§                    Major changes to funded projects must be submitted in writing to the Chair of the Research/Creative Activities Grants Committee for possible further consideration by the Committee for approval.

§                    Applicants for projects involving research on human subjects or animals must be prepared to file the appropriate forms with the University Medical Center Institutional Review Board or the Institutional Animal Care and Use Committee upon notification of the award.  Funding will be contingent on receipt of approval from the appropriate committee by July 1 of the award year.

§                    Failure to adhere to the formatting requirements for proposal will result in the elimination of a proposal from consideration.

§                    Following the evaluation and awarding of grants, the Committee will handle all appeals internally and their decision is final.

 

Application Process

 

Each grant proposal must include the attached application form signed by the applicant and the chairperson (or dean, as appropriate) of any unit involved.  The original and 7 copies of the proposal (total of 8 copies) should be submitted to the Research/Creative Activity Grants Committee, c/o Faculty Senate Office, 140 Rawl Annex by 12:00 noon on Friday, January 16, 2009.  In addition, the applicant must send an electronic version of the proposal in PDF format to the Faculty Senate Office (facultysenate@ecu.edu) by the deadline.  No proposals will be accepted after this deadline.

 

Applicants are strongly urged to attend any information sessions given by the committee to verify that their proposals are appropriate for consideration.  Applicants should also consult proposals that were funded in the past three years that are kept on file in the Faculty Senate office.

 

Once the applications are received, they are screened for format/eligibility requirements.  Those found to be non-compliant are eliminated from further review.  Authors of rejected proposals will be notified within three weeks of receipt of applications.

 

The review process is completed by April 1 and a list of proposals recommended for funding in priority order is forwarded to the Vice-Chancellor for Research at that time.  The Vice-Chancellor determines which projects will receive funding.  These funding decisions are at the discretion of the Vice-Chancellor.  Applicants will be notified of their funding status as soon after the Vice-Chancellor’s decision as possible.  Reviewer comments will be sent to applicants by May 1.

 

 

Completing Application Cover Pages

 

All items 1-9 on the cover sheet must be completed and submitted together with the narrative.

 

Items 1 through 4: Complete as requested.  Please note for item #3:  check one of items a, b or c and if b or c, list the amount of money requested in d.  The amount of salary money to be paid will be determined by the office of the Vice Chancellor for Research.

 

Item 5:  Acknowledge that IRB and Animal Care approval will be sought, if appropriate.  Approval of the research by the IRB must be demonstrated before funds are made available to the grantee.

 

Item 6:  Acknowledge and sign Application Cover Page.

 

Item 7:  Signature of Unit Head.

 

Item 8:  List of all previous Research/Creative Activity Grants received from this committee, indicating if the final report was submitted for each.  Describe the publications, presentations, performances, external funding proposals, or related activities, including citations or publications directly resulting from each grant.  Applicants should provide the committee with some indication of the ranking/prestige of specific journals, shows, or performances in which these grant funded work was published, performed, or displayed.

 

Item 9:  List current grant/contract support and pending applications.  Include project title, sponsor, your role in the project (PI, Co-PI etc), project period, award status (current or pending) and total funding level.  If previous proposals not funded by this committee received support from another University program, indicate the nature of that support, including the program that provided the funding, the amount of the award and the period covered by the award.

 

Completing Narrative

 

Give a brief description of the project.  Each part of this narrative must be included in the order listed and will be used to evaluate your proposal. The narrative is subject to format requirements listed in the next section.

 

All of the information listed below should be included and specific guidelines followed. Failure to adhere to the restrictions for the following items or the required formats will result in the proposal’s rejection. 

 


Please place the items in the order listed below after the cover page.

 

A.   Abstract:  The abstract should not exceed 250 words.         

B.     Proposal Description:  Conciseness is encouraged.  Because faculty from different disciplines will review your proposal, it should be clearly written and free of specialized jargon.  The Proposal Description should include:

 

§                                                   Problem/Purpose statement: Develop a clear and sound basis for the project that includes supporting references that establish the context of the research or creative activity.

§                                                   Specific aims: Present clear and attainable objectives and clearly describe potential results and benefits.

§                                                   Methodology:  Describe how the project will be carried out, how the results will be analyzed or evaluated, and the proposed schedule of activities.  For those proposals where this approach is not possible this section should then present a clear set of specific tasks and activities that will produce the specific results expected.

§                                                   Expected outcomes and benefits: How your work will contribute to the advancement of your field.

 

C.  Literature Cited:  Items referenced in the narrative or abstract.  Use a citation format that is appropriate for your discipline.

 

D.  Appendices:  Supporting documentation such as contracts from publishers, letters of invitation, award notices, letters of support from school principals or medical centers involved in the project.  Please provide English translations of foreign documents.  It is inappropriate to include in the appendices any information critical to the description of the project, such as that pertaining to the methodology to be used.  Proposals will be excluded from consideration if applicants appear to be attempting to circumvent the proposal page limit by including such material in the appendices.

 

E.  Project Expenses:  Itemize expenses on the Budget for Project Expenses form.

 

F.  Justification for Support:  Briefly justify each item from the Budget for Project Expenses form.

G.  Vita:  Submit a one or two page vita. Include degrees earned, institutions and dates, and academic employment history. Include a list of representative publications and/or creative activities.  Do NOT submit copies of publications, reports, endorsements, or brochures.

 

H.  Checklist.

 


Format Requirements (strictly enforced)

 

All pages paginated;

Font:  minimum 12 pt Arial or Helvetica for all pages;

1 inch margins left/right and top/bottom for all pages;

The abstract and proposal description must be double-spaced and together may not exceed eight (8) pages in length;

Any figures or tables included in the proposal description must fit within the eight-page limit;

A references cited section should follow the proposal description; citation format and spacing is at the discretion of the author;

The appendices may not exceed four (4) pages in length

The budget and accompanying justification may not exceed two (2) pages in length;

The Vita may not exceed two (2) pages in length.

 

Multimedia Content

 

Multimedia content can be submitted on compact disc (CD). One multimedia CD must be submitted with each copy of the proposal.  Examples of acceptable multimedia content include high-resolution photographs of sculpture, musical recordings, and animations of a vibrating object.  The multimedia CD cannot include traditional graphs, tables, photos and illustrations that should appear in the body of the proposal.  If multimedia files are included in the proposal, each file must be described in the body of the proposal.  The multimedia files will be reviewed by people from diverse backgrounds using different computer platforms and should be platform- and specialized application- independent. The CD should contain file types that can be viewed on a standard Web browser with normal plugins installed.  An HTML navigation page for the multimedia files on the CD is encouraged but not required.  Examples of these file types include the following.

 

Still Graphics: JPEG, PNG, GIF, PDF

Animated Graphics: Flash, Animated GIF, Quicktime movie, MPEG movie

Sound: WAV, AIFF, MP3, non-streaming Real Audio

 

Budget and Budget Justification

 

The maximum possible funding is a summer stipend plus $10,000 for project costs.  Stipends are available at the rate of 16.67% of the applicant’s salary, up to a cap equal to the prevailing cap on full-time teaching in one summer session. Applicants must use the ECU Business Manual  (copies are available in all departments) in preparing the budget to determine which budget line is appropriate for requested funds and what current rates are allowable.

 

Budgets should be carefully and reasonably constructed.  The need for each item should be clearly established, with sources indicated where appropriate.  Budget excesses or budgets lacking essential details and justification will be considered negatively in evaluating the proposal.

 

Where appropriate, indicate any direct contribution from your department or from any other University office or individual that has been made or will be made toward subsidizing your project. Specify the kind and amount of contribution or support on the budget page.


The budget may request money for:

 

§         Research Assistants/Student Wages: Compensation for graduate and undergraduate students should be consistent with the standard compensation offered to these students in your department. Proposals for the sole purpose of support for graduate research assistants must be strongly justified.

§        Travel: Applicants may only request funds for travel that is clearly be essential to completion of the project, such as data collection/observation that is site-specific.  Attempts to obtain international travel funds from other (non-ECU) sources should be indicated.  Travel for the purpose of presenting results at meetings will not be funded.  Applicants requesting payment for use of a personal car must explain why ECU cars cannot be used.  Multiple, short-distance trips must be justified.  Travel will be reimbursed at state-approved rates.

§        Research/Creative Activity Supplies:  Itemize all supply requests.

§        Printing:   Activities involving organizing, presenting, and/or publishing or disseminating the results of completed research/creative activities will not be funded.

§        Communications:  Itemize.

§        Equipment:   Requests for equipment or software purchase will not be supported if: a)  the needed equipment or software exists elsewhere on campus and is accessible to the applicant, b) the item is to be for general departmental use, or c) the item appears to represent one-time use by one person.  Applicants are encouraged to determine the availability of desired equipment in other locations on campus.  This is particularly true for computer equipment such as laptops. 

§        Other documented purposes necessary to the successful completion of the proposed activity and within the general policies of the University should be clearly specified and justified.

 

Completing Checklist

 

Complete the attached checklist and submit it as the last page of your proposal.





East Carolina University

Faculty Senate

RESEARCH/CREATIVE ACTIVITY GRANTS COMMITTEE

 

Application Cover Page for a Research/Creative Activity Grant

 

Proposals are due in the Faculty Senate Office on the third Friday of January (January 16, 2009).

 

1.   a.   Name:   _________________________________________________________________

      b.   Department:   ____________________________________________________________

      c.   Academic Rank:  _________________________________________________________

2.   Proposal Title:  ______________________________________________________________

        ____________________________________________________________________________

 

3.  Type of Grant (check one)t:                                                                                                 

 

                        a.  Stipend of Research/Creative Activity                                              _____

                        b.  Project expense only                                                                           _____

                        c.  Stipend and Project Expense                                                             _____

                        d.  Amount of project expense money requested:                 _____________ 

 

4.  Type of Faculty position (check all that apply)

                                        

                        a.  Full-time tenured or tenure-track                                                        _____

                        b.  12-month contract                                                                                _____

                                        

5.  If your project requires human subjects protection (IRB) approval or animal welfare (IAUCU) approval, please check the appropriate item  or mark not applicable

 

Project requires approval from _____IRB, _____IACUC,  _____Not Applicable.

 

6.  I understand and accept the terms and conditions set forth in the Research/Creative Activity Grants Committee guidelines.

 

  1. I understand that I must file a final report of the results of the project with the Faculty Senate office no later than September 1, of the year in which the award terminates.
  2. I understand that publication, presentation, performance, or exhibit of work
    resulting from support of this project by ECU must carry a printed acknowledgment of this financial assistance by the University.
  3. I understand that if selected, receipt of funding is contingent upon receiving approval from IRB or Animal Care Committee by June 1 of the award year.

 

 

      ________________________________________  _________________

                          Signature of Applicant                                                                Date

7. The applicant is a full-time tenured, tenure-track, or clinical faculty member who, I believe, can complete the proposed project.

 

      ________________________________________  _________________

                       Signature of Unit Head                                                                  Date

 

8.  Dates of previous University grants, final reports filed, publications, presentations, performances, external funding proposals, or related activities, including citations or publications directly resulting from each grant. (section may be expanded in length)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9.  List current grant/contract support and pending applications.  Include project title, sponsor, your role in the project (PI or co-PI), the project period, award status (pending/current) and total funding level.  Include in particular any current or pending funding related to the proposed research. (section may be expanded in length)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

East Carolina University

Faculty Senate

RESEARCH/CREATIVE ACTIVITY GRANTS COMMITTEE

 

Budget for Project Expenses with a 2009/2010 Research/Creative Activity Grant

 

Proposals are due in the Faculty Senate Office on the third Friday of January.

 

 

 

Item

Line
Number

Requested
Funding

Funds from
Other Sources

1)

Research Assistants (University personnel only); Student wages

1450

$     

$     

 

De   Description:

 

2)

Travel (Mode/Sources, etc.)

3100

$     

$     

 

De    Description:

 

3)

Research/Creative Activity Supplies

2300

$     

$     

 

De   Description:

 

4)

Printing

3400

$     

$     

 

De   Description:

 

5)

Communication

3200

$     

$     

 

Description:

 

 

 

 

6)

Equipment

5300

$     

$     

 

De    Description:

 

7)

Other (Specify)

 

$     

$     

 

De    Description:

 

Total

$     

$     

*Identify Other Sources of Funding:

 

 

 

A BRIEF JUSTIFICATION (ONE PAGE MAXIMUM) IS NEEDED
FOR ALL PROJECT EXPENSES.


East Carolina University

RESEARCH/CREATIVE ACTIVITY GRANTS COMMITTEE

Checklist for a 2009-2010 Research/Creative Activity Grant

 

This required checklist must be submitted with the proposal as the last page.

I.  Please check that you qualify for a Research/Creative Activity Grant:

full-time tenured, tenure-track, or clinical faculty member at ECU

not currently a candidate for an advanced degree

not from the School of Medicine

not a fixed-term or part-time faculty member

completed all previous Final Report forms  (If unsure, please call the Faculty Senate office at ext. 6537 for verification.)

 

II.  Please check that you qualify for a stipend for research/creative activity if requested.

do not hold a 12-month contract

 

III.  Please check the following proposal requirements:

Application Cover Page, including:

 

Applicant’s name, school department, academic rank

 

Proposal title

 

Type of grant

 

Amount of project expenses, as applicable

 

Tenure status

 

9-month or 12-month

 

IRB/animal approval

 

Applicant’s signature and date

 

Applicant’s unit head’s signature and date

 

List of prior research/creative activity grants received

 

List of current/grant contract support and pending applications

Narrative formatted along guidelines

Abstract

Description of proposal (8 doubled spaced pages max including abstract)

Literature cited, if appropriate

Appendices (4 pages max), if appropriate

Budget, if appropriate

Justification for support (2 page max for budget and justification)

Vita (2 pages)

Proposal checklist

 

IV.  Please explain briefly any suggestions you have concerning the proposal guidelines and application format.

 

 

 

East Carolina University

Faculty Senate

RESEARCH/CREATIVE ACTIVITY GRANTS COMMITTEE

 

Final Report for a 2009/2010 Research/Creative Activity Grant

 

Due September 1, 2010 in the Faculty Senate office (140 Rawl Annex)

 

Future grant proposals will not be considered unless Final Reports have been filed on all previous year grants.

 

 

Name: ________________________________________________________________

 

Academic Unit:__________________________________________________________

 

Grant Number:  #2009- ______           

 

Grant Amount:   $ ________

 

Grant Title: ____________________________________________________________

______________________________________________________________________  

 

Project Summary:  Concisely describe the activities undertaken, addressing the goals and aims presented in your proposal.  Include citations to any presentations, publications, performances, external proposals or related activities which have resulted from this project.  Indicate any activities of this sort that are planned in the near future.  (Use the reverse side if necessary.)

 

 

 

 

USE AS GUIDE FOR FUTURE REPORT 

DO NOT INCLUDE WITH PROPOSAL APPLICATION

 

 

 

 

_________________________________________________     ________________

                                    (Signature of Applicant)                                                  (Date)  

 

 

_________________________________________________     _________________

                                    (Signature of Unit Head)                                                (Date)  

 

East Carolina University

Faculty Senate

RESEARCH/CREATIVE ACTIVITY GRANTS COMMITTEE

 

Comments on a 2009/2010 Research/Creative Activity Grant

 

This page will be used by the committee to capture substantive and constructive comments about the grant proposal from the reviewers. This page will then be transmitted to the applicant following the awarding process.

 

 

Name: ________________________________________________________________

 

Academic Unit: _________________________________________________________  

 

Grant Number:  #2009-  ______          

 

Grant Title: ____________________________________________________________

______________________________________________________________________

 

Reviewer Comments:

 

 

 

 

 

 

 

 

 

 

 

 FOR COMMITTEE USE 

DO NOT INCLUDE WITH PROPOSAL APPLICATION