
Remains of Fleming's Fishery,opposite the town of Jamesville on the Roanoke River (Photo: Adam Friedman, 2007).
Introduction
At the time of European settlement of the Roanoke region, the Roanoke River
served as a natural route for trade and settlement. Despite being known by the
Tuscaroras as Moratoc, or river of death, the Roanoke was a facilitator of economic
activity and expansion. Accordingly, human activity has created a historical and
archaeological record tied to the river. Investigation of the river though remote-sensing
of surviving cultural resources and historical examination of industrial and transshipment
activity may yield the information required to reconstruct the cultural landscape of the
Roanoke through time.
Within the work Shipwreck Anthropology (Gould 1983), Lenihan and Murphy
assert the need for maritime archaeologists to develop explicit research designs,
investigate sites in an interdisciplinary manner, and initiate research formulated to
answer broad questions of human behavior (Murphy 1983:89). In addition, Murphy
writes that archaeologists should utilize anthropology by perceiving shipwrecks as
databases (Murphy 1983:89).
At its core, the study will move beyond treating individual shipwrecks as discrete
sites by compiling all cultural residues discovered along the Roanoke and in the historical
record into a geographical information system (GIS); a geodatabase. Novel research
conducted through this thesis will deepen the Roanoke River geodatabase (RRD) and
historical archive of lost Roanoke River vessels, both constructed by Richards and Price
in the creation of Prices thesis, Conflict and Commerce: Maritime Archaeological Site
Distribution as Cultural Change on the Roanoke River, North Carolina (2006). The
information in the database, however, is constrained to the region of the Roanoke River, a
reflection of their use in the investigation of wartime and peacetime shipwreck
distribution dichotomies. In contrast, the themes of this study are not regionally
constrained and will require examination of the landscape at large.
Enlargement of the RRD should ensure its suitability in investigating the themes
of this study. In this respect, the capabilities required of these databases are a reflection
of the design of the thesis. The themes of risk, legality, and social manipulation are
primary, and the geographical boundaries imposed by the Roanoke region are secondary,
serving only as a location on which to base the study, a hallmark of recent trends within
explicit thematic and comparative studies within maritime archaeology (Richards
2006).
All aspects of the theme will involve the cultural landscape, necessitating a
definition of how geography, history, and archaeology will interact within this study.
The work of Sauer forms the origin of this definition. He asserts that the cultural
landscape is a merging of anthropology and geography by which the works of man
express themselves (Sauer 1963:333). Hoskins study of the English landscape, though
predominantly geographic, is an example of an early cultural landscape study (Hoskins
1955).
The study will attempt to discern the role of legality, in tandem with resource
location and geographic convenience, in patterning maritime commercial activities. To
understand the synergies of legality, the thesis will thematically investigate the effects of
transportation, infrastructure, transportation technology, political forces, industrial
legality, resource location, and geographical convenience on the cultural landscape.
Investigating these themes will involve analyzing changes in the cultural landscape of the
Roanoke River region over time while asking several secondary questions:
• How did emergent transportation technologies and different transportation forms
affect maritime economic activity and traffic?
• How have political forces influenced the locations and patterning of industries,
population centers, and, therefore, transportation networks?
• What can a diachronic study of the dynamic between economic activity and
transportation on the Roanoke reveal about national and global economic
endeavors?
• How has the location of resources combined with accessibility to the river caused
certain geographic areas to be chosen for industrial exploitation? Is there a
difference in the location of industrial activities of legal versus illegal endeavors?
Guidance for this study will derive from several theoretical sources, such as
Anthony Giddens Structuration Theory (Giddens 1984), as well as Brad Duncans
(2000) and Donna Souzas (1998) implementation of the theory in combination with
notions of risk.
Use of a GIS, will integrate all information gathered in an attempt to reach the
objectives of this study. Through this software, historical maps and other historical
research will be layered with remote-sensing data, itself a bilayer of georeferenced sonar
images and visual magnetometer data. Unification of the historical and archaeological
records will draw primarily upon vessel enrollments, custom house statistics, regional tax
structures, magnetic anomalies on the river bottom, and sonar image returns.
History
Europeans first came to the Roanoke River in the Spring of 1586, represented by
Ralph Lane who sailed westerly from Fort Raleigh. During his expedition of the laternamed
Albemarle Sound, Lane successfully ventured to the furthest navigable reaches of
the Roanoke; to the falls of modern day Weldon (The News and Observer 1947:1) By
1682, European settlement developed enough to justify the operation of a dedicated port,
that of Port Roanoke. Documented activities at Port Roanoke in regards to transportation
and accompanying commercial activities are located in the North Carolina State Archives
(Treasurer and Comptroller Papers 1682). As settlement and industrial activities
occurred along the Roanoke, the recursive relationship between transportation and the
culture that moved along the river subtlety but constantly changed the cultural landscape
of the region.
During the Colonial Period of the 18th Century, extensive trade was conducted
between the Roanoke River and the Caribbean. North Carolina lumber products and
naval stores were exchanged for sugar products, such as rum and molasses. An extensive
fishing industry existed as well, catching rockfish, herring, and shad (Price 2006:46-47;
Russell Lee pers. comm. 2007).
By the 19th Century, additional industries exploited the resources of the Roanoke.
Shipbuilding, evidence of which occurred around the time of the American Revolution,
continued into the next century; documents exist of the Cornell family employing thirty
men for shipbuilding in Plymouth in 1833 (Harry Thompson, pers. comm. 2004; Cornell
1833:1; both cited in Price 2006:48). By the mid-1840s, the Portsmouth and Roanoke
Railroad, as well as the Petersburg Railroad had railheads at Weldon. This era also saw
urban development of places along the river and the creation of packet steam lines, such
as the Roanoke Steamship Company in 1826 (The News and Observer 1947:1). In
addition, agriculture and milling involving cotton, wheat, tobacco, and lumber products
increased in importance even into the next century (The News and Observer 1947:1;
Russell Lee, pers. comm. 2006; Harry Thompson, pers. comm. 2006).
The 20th Century witnessed a decline in shipping and commerce on the river.
Vessels became less frequent, and those that remained typically carried oil, pulpwood in
the 1930s to 1950s and lumber products, fertilizer components, and oils in the 1970s
(Watson 1982:44; Manning and Booker 1977a:73, both cited in Price 2006:72). During
Prohibition, however, illicit distilleries are known to have operated, and on highlyorganized,
industrial scales (Russell Lee pers. comm. 2006). Even the fisheries suffered
when pollution from the Albemarle Paper Co. killed 20,000 fish during a single spill in
the mid-1960s (Shell and Fin 1963:12, as cited in Price 2006:73).
The remaining cultural resources along the Roanoke and the historical records left
by a changing society provide the possibility of detailing patterns of commercial
expansion, decline, effects of transportation technological improvements, and
infrastructure change. The industrial activities of the Roanoke reflect the economic
environment of their time in the Roanoke region and are elements of the cultural
landscape, making them utilitarian in the investigation of the themes of this study.
Theory
Many theoretical views will contribute to the structure of this study. Three sets of
theory, those of Maritime Cultural Landscapes, Structuration Theory, and Central Place
Theory, will permit the observation of risk, legality, and social manipulation at multiple
levels of society, from the individual to society.
Maritime Cultural Landscapes Theory is an extension of Cultural Landscapes
Theory and is borne from the work of multiple theorists but is limited by the use of
unnecessary jargon and an inability to decide upon definition (Price 2006:18). This
collection of theory, however, proposes that behavior and landscape are connected
(Westerdahl 1992; Jasińki 1993; McElrean 2002; Parker 2002; Flatman 2003). The
involvement of behavior in the landscape prompts the exercise of additional theories,
such as Giddens Structuration Theory.
Implementation of Giddens Structuration Theory will be the primary theoretical
guide for the investigation of the themes of commercial legality and industrial
geographical patterning. The central tenet of Structuration Theory states that the
individual (Agent) actively understands and, through the execution of actions (Agency),
can alter the rules that society imposes on Agents. The structure of society reflects these
actions, which is simultaneously reinforced, transmuted, and evolving (Giddens 1984).
Duncan combines Structuration Theory with the factor of risk as defined by Fox,
stating that the attempt of society to mitigate risk, a negative consequence of an action, in
the seascape serves as a form of societal structure (Duncan 2000; Fox 1999). Souza, in
the same vein, explores the behavior of antiquated sailing merchant vessels competing
against steamships and the risks that crews were willing to take. To preserve the
economic effectiveness of their obsolete vessels and attain an advantage over
competitors, sailing crews occasionally stepped outside the risk-mitigating rules of
society (Souza 1998).
Structuration Theory, combined with the concepts of risk as embodied in the work
of Duncan and Souza, could help describe the synergies between the themes of legality,
resource location, and geographical convenience in determining the patterning of
industrial activities along the Roanoke. Of particular interest are the actions of those
Agents willfully engaging in illegal activities borne out of an intentional violation of the
laws of the Agency. Comparison of the geographical tendencies of legal and illegal
activities could illustrate thematic synergies. For example, the operating locations of
low-risk of legal activities, such as lumber milling, could be compared to those of highrisk
illegal activities, such as moonshine distilleries, allowing, potentially, for the
development of an explanatory model or observation of patterns. Accordingly, landscape
moves beyond the canvas of human activity and becomes a cognitive map illustrating
human behavior.
Addressing themes concerning population centers and the effects of transportation
infrastructure on central places will require the use of Walter Christallers Central Place
Theory. Christaller states that the importance of a central place can be quantified through
investigation of the central goods that it produces for consumption in its surrounding
region. The size of the region over which the place has influence is a function of the
importance of the central place. In addition, Christaller asserts that the importance of the
central place and the size of the accompanying region are not static but, rather, subject to
dynamic forces that can alter the place-region relationship. Of the forces described by
Christaller, those of traffic and transportation are of particular interest. Elements of
Central Place Theory predict the effects of rail and automobile infrastructure on central
places, the impacts on precursor forms of transportation, and the shift of importance and
economic activity (Christaller 1966). This will aid in understanding the effect that
railroads and highways had on the maritime commerce along the Roanoke River as well
as the fluctuations of importance among Roanoke central places.
Research Methodology
This study has two main components: archaeological investigation of cultural
resources via the methods of side scan sonar, magnetometry, multibeam sonar, and visual
inspection, as well as historical research primarily involving port records from customs
houses serving the Roanoke region. Much work has already been done on the remote sensing
component. A recent remote-sensing survey was conducted in August 2006 and
is an enlargement of previous surveys performed on the Roanoke to date. In addition, the
RRD will serve as an expandable resource for use in investigating the themes of this
study.
Due to the finite time and funds available for archaeological fieldwork, the
remote-sensing component of this study, which has largely been completed, imposes
geographical limits on this study, that of the length of the Roanoke River from the mouth
to upstream of Hamilton, NC. The thematic nature of this study and the historical
research required, however, eases these geographical restrictions, allowing investigation
of commerce and movement throughout the river system from the colonial period.
Archaeological Research
Prior work on the Roanoke is mostly archaeological and includes many projects
by the North Carolina Underwater Archaeology Branch at Fort Fisher (NCUAB) and
others. This data will be merged with remote-sensing data obtained through ECU
projects as well as visual inspections performed by Price in 2006 and the author in 2007.
Previous Fieldwork
Investigations have been performed of Fort Branch, the Rhodes site, the Broad
Creek blockade, and various vessels located along the river (Bright 1979, 1981a, 1981b;
Burke 1982; Lawrence 2002a, 2002b). The NCUAB maintains an extensive archive of
vessels lost in North Carolina waters. Each vessel has a North Carolina Shipwrecks Data
Entry form, which records general information about the vessel itself, if known. Aside
from this form, the quantity of information per vessel is variable depending on the data
garnered from historical and archaeological research. However, the archive for the
Roanoke River only extends from 1831 (Price 2006:27). Despite this, the NCUAB
maintains historical records on the industries, river crossings, landings, shipping,
shipbuilding, and other landscape features on multiple North Carolina rivers including the
Roanoke. These records will be examined due to their likely pertinence to this thesis.
The most recent work applicable to this study is Franklin Prices 2006 thesis.
Prices work includes a Microsoft Access relational database of vessel loss information
along the Roanoke and the RRD composed of several historical maps, the geographic
locations of found vessels, geographical representations of surveyed river area, and other
information.
Remote-Sensing
Remote-sensing data along the Roanoke has been collected by the NCUAB and
through a 2005 ECU field school (Lawrence 1990, 2003). A comprehensive side scan
sonar and magnetometer survey was conducted by ECU from the mouth of the Roanoke
to above Hamilton, NC during the month of August 2006, and was funded by a NOAA
Ocean Exploration Grant awarded to Lawrence Babits, Nathan Richards, Frank Cantelas
(Maritime Studies), and J.P. Walsh (Geology), and to survey the Roanoke and
Perquimans Rivers in order to discover cultural resources. This represents a considerable
enlargement on previous sonar and magnetometer surveys of the Roanoke that covered
the river between Plymouth and Jamesville, NC and alleviates some of the archaeological
bias by extending into the middle and upper reaches of the Roanoke (Price 2006:28-29).
Through the teaching of the course HIST 5005 (Selected Topics) Deep Water &
Advanced Survey Methods for Maritime Archaeology during the Fall 2006 semester at
ECU, additional remote-sensing will be performed along the Roanoke with sonar,
magnetometer, and multi-beam sonar. The data from the August 2006 is currently in the
data processing stage for insertion into GIS. Information collected during the Fall 2006
semester will be similarly processed and inserted into GIS. Visual inspection of the river
and river banks occurred during the August 2006 survey, allowing the cataloguing of
cultural resources either on land or at the water-land interface, and will be a method used
during future surveys.
Historical Research
Preliminary research has yielded several potential sources in multiple libraries and
archives. The information contained in these collections should allow the study to
observe the extents of the Roanoke River system in relation to the themes under
investigation.
Manuscripts
Research has identified sources in Special Collections of Joyner Library, the
North Carolina State Archives, and the National Archives that will be of value to this
study. Located in Special Collections at Joyner Library, the Francis M. Manning
Collection (1740-1985), William Blount Rodman Papers (1783-1976), and Timothy
Hunter Papers (1806-1906) are promising sources of information on the construction and
operation of railroads and steamships in the Roanoke region, governmental activities
within Plymouth, NC, and the construction of vessels within the region.
Port records will be chief in answering questions regarding the effects of
transportation on the cultural landscape of the Roanoke River. The records of Port
Roanoke and Port Edenton, which will give information on bills of lading, import and
export figures, custom duties collected, destinations and origins, and other data, should
allow analysis of the flow of goods, vessels, and trade along the Roanoke. Records for
Port Roanoke and Port Edenton are located in the Treasurer and Comptroller Papers of
the North Carolina State Archives and cover a period from 1682 to 1794 for Port
Roanoke and 1792-1807 for Port Edenton. After these dates, federal records of these
ports are located in the National Archives, record group 36, Records of the United States
Customs Service, 1745-1997.
The use of port records should avoid limitations imposed by the historical record.
Price states that archival collections of use to his study lacked information regarding
vessels absent from the registration and enrollment records, especially during the years
between the late 1800s and early 1900s (Price 2006:40). The combined records of Port
Roanoke and Port Edenton in the North Carolina State Archives and the National
Archives, extending from 1682 to the present, should fill these historical gaps.
Any historical limitations possibly imposed by a lack of chronological data
pertaining to vessel build and loss will be overcome with port records. Without
supplanting the discovery and examination of archaeological sites as a primary
information source, they will instead downgrade the need to find vessel build and loss
chronological data. These records will allow analysis of domestic and international
commercial patterns of the Roanoke primarily through the visitation of merchant vessels
still in operation, not only those that were scuttled or lost.
Cartographic Sources
East Carolina Universitys J. Y. Joyner Library maintains multiple North Carolina
cartographic collections. The collections are divided into three series, Original North
Carolina Maps, Stout Historical Research Maps of North Carolina Counties, 1978, and
Historical Map Reprints, 1585-1896. The Original and Stout series are organized by
county, and the Reprints series is organized chronologically. These maps contain
information of natural resources, natural and artificial landforms, and various elements of
the states cultural landscape. Topographic maps from the United States Geological
Survey as well as nautical charts from the National Oceanic and Atmospheric
Administration, all available in J. Y. Joyner Library, would aid in placing historical and
archaeological information into a three-dimensional geographic context.
Oral Histories
Individuals with personal historical knowledge of the Roanoke River have been
found and may provide substantial information related to this thesis. Mr. Russell Lee,
retiree and life-long resident along the river, has already identified several cultural sites
of potential archaeological interest. Mr. Harry Thompson, curator of the Port O
Plymouth Museum, maintains extensive expertise in all aspects of Roanoke River history
and has family origins in the lumber trade along the river.
Analysis and Interpretation
The ultimate goal of this study is to deposit all archaeological and historical data
into a GIS, layered in ways that will illustrate cultural patterns of commerce and
transportation in the landscape. Rather than create a new Access or GIS database, the
RRD will be deepened with additional historical research and remote-sensing data.
Prior to the addition of remote-sensing data collected during the August 2006
Roanoke River survey, both magnetometer and sonar data will require processing. Sonar
image data will be processed with SonarWebPro, which takes the sonar tiles collected by
Sea Scan PC software and georeferences them in relation to GPS locational data recorded
at the time of sonar surveying. Within SonarWebPro, low resolution and high resolution
sonar mosaic maps will be created. Once imported into a GIS, the low resolution map
will serve to identify the area of the river surveyed and the high resolution map will be
useful in analysis of potential sonar targets.
Magnetometer data will be processed through the data collection program
HYPACK MAX 4.3Gold. Within this program, the raw data will be edited, made into
TIN models (triangulated irregular network), and exported as GEOTIFF files, or
georeferenced TIFF files for insertion into GIS. As a layer in GIS, the graphical
magnetometer data will be interactive with sonar data, lending the ability to observe
correlations between magnetometer targets and sonar targets.
Historical data from port records and other sources will be entered into a
relational Microsoft Access database already in existence from Prices 2006 thesis.
Combination of remote-sensing data and historical data into the GIS database will enable
the analysis, interpretation, and graphical representation of patterns in transportation,
commerce, and cultural change within the Roanoke region.
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